Nationally recognized statistical rating organization

Results: 405



#Item
311United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Securities / Credit rating agency / Nationally recognized statistical rating organization / Securities Act / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / United States securities law / Finance

5 May 2010 Mr. Randall W. Roy, Assistant Director Division of Trading and Markets Securities and Exchange Commission 100 F Street, N.E.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-05-12 10:34:29
312Financial services / Institutional investors / Funds / Nationally recognized statistical rating organization / Mutual fund / Money market fund / U.S. Securities and Exchange Commission / Financial adviser / Investor Protection and Securities Reform Act / Financial economics / Investment / Subprime mortgage crisis

Microsoft Word - s71908-15.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-08-29 17:37:00
313U.S. Securities and Exchange Commission / Financial regulation / Credit rating / Finance / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit rating agencies / Nationally recognized statistical rating organization / Financial economics

Microsoft Word - SEC Statement.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-04-13 14:19:23
314Finance / Self-regulatory organizations / Corporate crime / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Security / Financial Industry Regulatory Authority / Financial economics / United States securities law / Financial regulation

Microsoft Word - ID-446 doc.docx

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-12-30 13:37:37
31573rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial regulation / Business / U.S. Securities and Exchange Commission / Structured finance / Securities Exchange Act / Structured product / Nationally recognized statistical rating organization / Credit rating agency / Finance

Microsoft Word[removed]17g5 submission-Final.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-09-23 15:11:28
316Securities / Securitization / U.S. Securities and Exchange Commission / Business / Financial economics / Economics / Investor Protection and Securities Reform Act / Nationally recognized statistical rating organization / Credit rating agency / Finance

esf 30 March 2010 Mr. Randall W. Roy Assistant Director, Division of Market Regulation U.S. Securities and Exchange Commission 100 F Street

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-05-12 10:36:11
317Subprime mortgage crisis / Funds / Money market fund / Credit rating agency / Nationally recognized statistical rating organization / Money market / Late-2000s financial crisis / Bank / Credit risk / Economics / Financial economics / Investment

5 September 2008 By email to: [removed] Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-08 11:40:30
318Business / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Nationally recognized statistical rating organization / Credit rating agency / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Securities

August 8, 2011 VIA E-MAIL: [removed] Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Elizabeth M. Murphy, Secretary

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-08-08 18:22:23
319Financial services / Funds / Subprime mortgage crisis / Nationally recognized statistical rating organization / Collective investment schemes / Credit rating agency / Money market fund / U.S. Securities and Exchange Commission / Mutual fund / Financial economics / Investment / Finance

Robert G. Zack Execlrtive Vice Presiderzt and General Counsel Tel.: [removed]Fax: [removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-08 12:18:30
320Financial economics / United States housing bubble / Economics / Securitization / Financial Services Agency / U.S. Securities and Exchange Commission / Structured finance / Nationally recognized statistical rating organization / Credit rating agency / Finance

FINANCIAL SERVICES AGENCY Government of Japan November 12, 2010 Ms. Elizabeth M. Murphy Secretary United States Securities and Exchange Commission

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-11-15 12:52:17
UPDATE